Provide review and drafting support for fund disclosure and reporting documents, working with an assigned attorney and in a document production tool, for mutual fund and ETF SEC registration statements (including, but not limited to, prospectuses, statements of additional information, supplements and Part Cs). Distribute SEC registration documents for comment; analyze, pr

Job Title Principal Auditor, US Financial Risk Credit Risk Corporate Title Assistant Vice President Location Cary, NC Overview Group Audit (GA) is a professional, business focused, proactive risk based global function that operates with transparency, integrity, and independence, and assists the Bank's business and infrastructure areas to identify key control weaknesses. A

Senior Ethics and Compliance Specialist Human Resources Los Angeles, California The Senior Ethics and Compliance Specialist manages non research components of the conflict of interest compliance program. In this role, you will draft management plans, update policies, review disclosures, and identify potential improvements. The Senior Ethics and Compliance Specialist condu

Research Assistant Intern Education Statistics (Bachelor's Students) Job Location US Remote | US DC | US VA Arlington | US NC Chapel Hill | US Chicago | US MD Columbia | US MD Rockville | US CA Sacramento | US WA Seattle | US MA Waltham Job ID 13003 Job Location United States Category Internship Overview Join AIR as a Research Assistant Intern with our Education Statistic

Direct, Develop and Oversee the strategic aspects of the compliance programs. this includes overseeing policies and procedures, testing programs, and the employee Education programs for the Bancorp. responsible for the management, direction and oversight of Federal laws and regulations. Oversee / Direct the execution of the Bancorp compliance risk Assessment for the compl

Director of Compliance Department 3670001110 K State Athletics Inc (Agcy) Job no 516847 Employment type Athletics Location Manhattan, Kansas Worksite On site requirement Categories Administrative / Professional, Executive / Director / Management, Athletics Pay Grade 001 About This Role K State Athletics is seeking qualified applicants for an DIRECTOR OF COMPLIANCE , which

The International Rescue Committee (IRC) responds to the world's worst humanitarian crises, helping to restore health, safety, education, economic wellbeing, and power to people devastated by conflict and disaster. Founded in 1933 at the call of Albert Einstein, the IRC is one of the world's largest international humanitarian non governmental organizations (INGO), at work

Responsible for China NMPA and Japan PMDA registration and renewal activities for IL labeled products. Related duties include participation on design and risk management teams, initiation of regulatory plans for both new products and significant product modifications, documentation of regulatory impact from device modifications, assistance in creating and maintaining Tech

ARC is seeking a Policy Advisor to perform and manage strategic initiatives and projects supporting the Federal Co Chair in the areas of relationship management, project management, policy development & management, and communications. Responsible for providing recommendations on key regional development and community/economic development policy issues affecting the operat

Review all SpeakUp reports to identify emerging trends and create and implement relevant risk mitigation plans; Conduct or oversee internal investigations for the global organization from intake to closure; Supervise regional compliance investigators and other internal and external compliance resources as they conduct investigations. Advise on and, where appropriate, mana

The Regulatory Specialist ensures that all products sold by Bass Pro Shops and our affiliates follow federal, state, and local laws and regulations, as well as assists the Director, Regulatory Compliance in establishing and upholding a compliance philosophy and culture with a strong internal and external customer focus throughout the organization. Key facilitator and proc

Parexel Croatia is currently looking for an experienced Regulatory Affairs Consultant to provide operational and business clinical trials regulatory consultancy to clients, including new EU CTR regulations and to coordinate large and complex clinical trial submissions in EU and other countries across the globe. In this role you will provide leadership in all regulatory an

The Senior Research Communications Coordinator is essential in Northwestern IT's comprehensive, campus wide communication effort to connect researchers and PIs to the various services and initiatives offered by Northwestern IT's Research Computing and Data Services (RCDS) team. The coordinator works in partnership with the RCDS team and other IT Communications team member

The Quality/Compliance Manager must have a strong background in quality assurance requirements for a Biotech/Pharmaceutical Manufacturing facility from an operations, facilities, and maintenance perspective. This position is responsible for ensuring that the work conducted by the Facilities team, and its subcontractors perform the work in full accordance with contractual,

We are recruiting for a motivated Compliance Analyst, Medicare Denver Health Medical Plan to join our team! We are here for life's journey. Where is your life journey taking you? Being the heartbeat of Denver means our heart reflects something bigger than ourselves, something that connects us all Humanity in action, Triumph in hardship, Transformation in health. Department